Larson • King attorneys have substantial experience in representing insurance companies, investment firms, broker-dealers and mutual funds in many aspects of their business operations, including litigation, employment and compliance matters. Attorneys at Larson • King have represented investment advisors, broker-dealers and clearing brokers in arbitration and litigation involving claims of unauthorized trading, unsuitability, churning, negligent supervision, breach of fiduciary duty, failure to diversify, and misrepresentation in the promotion of investments. Our experience in this area includes litigation related to claims of fraud, conversion and even money laundering arising from investment decisions and the handling of investment accounts. Larson • King attorneys have litigated claims under state and federal securities laws, including the Securities Exchange Act of 1934 and Rule 10b-5 fraud claims. Larson • King provides advice to financial services clients on a wide variety of employment issues as well.
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